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Accounts are fully introduced to third-party clearing firms to custody all securities and cash. We choose to operate this way in an effort to safeguard customers securities and cash.
APEX provides sophisticated margin and option capabilities, cash management services, retirement plans, mutual funds, margin lending, and other key back office services to its clients. Apex Clearing is a member of FINRA, NYSE, and SIPC.
Introduced accounts are covered by Securities Investor Protection Corporation (SIPC) with coverage up to a ceiling of $500,000 of securities, including a maximum of $250,000 for cash claims. Many clearing firms have additional insurance above and beyond that requirement.
For information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org. This protection does not safeguard against a decline or loss in market value of the securities in your account.
